The details of each client-advisor relationship depends on the goals of the client, as well as their risk tolerance, time horizon and more. Signal Securities' network of independent advisory firms works with their clients to provide investment management services that utilize specific strategies and philosophies that work for them. These services may entail a wide variety of different financial planning topics, like retirement planning and wealth management. Institutional Intelligent Portfolios through Charles SchwabĪdvisors may also provide flat-fee financial planning services.Through these advisors, client can access a number of investment models, such as: Instead, it provides business support, such as model portfolios, to its network of independent advisors. Signal Securities doesn't work directly with clients. The firm's Private Client Asset Management Model has a $100,000 minimum, whereas all other models have a $25,000 minimum. However, the firm and its network of independent advisors can also work with high-net-worth individuals, pension and profit-sharing plans, charitable organizations and businesses.Īccount minimums at Signal vary based on the portfolio model the client uses. Signal Securities only lists non-high-net-worth individual clients on its Form ADV. Signal Securities Client Types and Minimum Account Sizes Many of the independent advisors in the firm's network boast advisory designations, such as certified financial planner (CFP). Singleton is also the firm's principal owner.
The firm still serves as a broker-dealer, though, as well as providing business support to independent advisors. Since then, the firm has undergone a few changes, most notably becoming an SEC-registered RIA. Signal Securities can trace its roots back to 1984 when CEO Jerry Singleton founded the firm as a broker-dealer. A fee-only firm, on the other hand, receives all of its compensation from client-paid fees. However, these services are not available to clients directly, but rather are only accessible through a network of independent advisors that Signal Securities works with.Īs a fee-based firm, certain advisors at Signal Securities can receive third-party commissions from things like insurance sales. The firm, which has more than 1,800 accounts, works with individual clients and provides financial planning and portfolio management services. Signal Securities is a registered investment advisor (RIA) based in Fort Worth, Texas.
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